Legal
Form ADV
Opus Investment Management LLC maintains Form ADV disclosures with the U.S. Securities and Exchange Commission. Clients and prospects should review current Form ADV materials before engaging advisory services.
Why Form ADV matters
Form ADV Part 1 and Part 2 provide important information about an investment adviser’s business, fees, conflicts, disciplinary history (if any), and soft-dollar or brokerage practices. These filings are a primary source of regulatory disclosure for prospective and existing clients.
Firm identifiers
When searching public databases, use the firm’s identifiers: CRD 163262 and SEC 801-121988.
How to obtain current materials
Current Form ADV information is available through the SEC’s Investment Adviser Public Disclosure (IAPD) system. You may also request a copy of the firm’s brochure materials by contacting Opus.
- Search IAPD using the firm legal name or CRD number
- Review Part 1 and brochure (Part 2) materials carefully
- Contact Opus if you need assistance locating the latest brochure
Relationship to this website
Website summaries are provided for orientation only and may not include every disclosure contained in Form ADV or client agreements. In the event of conflict, executed agreements and current regulatory filings control.
Discuss how Opus can support your objectives
Our team can help you evaluate eligibility, solutions, and platform capabilities.